AI Auditing & AI Tools for Auditing Certification Course (Online) A Deep-Dive into Modern Assurance Practice

This ToC integrates real-world case studies, hands-on scenarios, curated examples, tactical playbooks, and editable templates across every major theme to ensure the workshop is immersive, relevant and actionable.

Table of Contents:

Day 1: Foundations & Frameworks of AI Auditing (8Hours)

Session 1: Welcome & Strategic Context (45mins)

Introduction to AI in the Auditing World

Audit profession evolution: From Excel to Explainability

Overview of key audit risks in AI deployments

Interactive Scenario:“The A Auditor’s Dilemma”

Template: Workshop Audit Maturity Self-Assessment

Session 2: AI Governance, Risk & Control (1.5 hrs)

Understanding Governance Layers: Model, Data, Process

Mapping AI Risks across the Internal Control Framework (COSO, COBIT, ISO42001)

Case Study: Bias amplification in loan approval models

Toolkit: AI GRC Control Library (DownloadableXLSX)

Playbook: Setting up a Risk Register for AI Systems

Session 3: Auditing the AI Lifecycle (2hrs)

Audit check points across:

Ø Model Development

Ø Prompt Engineering & Fine-tuning

Ø Deployment & Monitoring

Sample walk through: Auditing a Chatbot deployment

Template: End-to-End AI Lifecycle Audit Checklist (editableDOCX)

Group Exercise: “Spot the Audit Gap”

Session 4: Frameworks & Standards for AI Assurance (1.5 hrs)

NISTAIRMF, ISO/IEC42001, OECD, EU AI Act–Auditor’s Perspective

Assurance overlaps with Responsible AI principles

Real-world alignment: MappingAIassurancewithSOXandSOC2

Visual Guide: Standards Comparison Matrix

Scenario Workshop: AI Model Breaching Regulated Industry

Session 5: Tools Landscape for AI Auditing (2 hrs)

Overview: Categories of AI Auditing Tools

Ø Explain ability (SHAP,LIME,Giskard)

Ø Fairness (Aequitas,IBMAIFairness360)

Ø Robustness & Drift (WhyLabs,Arize)

Ø Prompt Auditors (Prompt Layer,LangSmith)

Live Demos: XAI on a black-box model

Case Study: Drift detection in retail fraud models

Playbook: Selecting an AI Auditing Tool for Your Org

Day 2: Applied Auditing, AI-Driven Tools, and Innovation (8Hours)

Session 6: AI for Financial, Compliance & IT Auditing (1.5 hrs)

AI tools used by auditors:

Ø NLP for contract review

Ø Machine learning for anomaly detection

Ø RPA+AI for evidence collection

Case Study: Using AI in ESG Reporting Audits

Template: AI-Augmented Audit Work plan Template (XLS)

Session 7: Explain ability & Transparency in Audits (1.5hrs)

Audit ability of Gen AI & LLMs (e.g., ChatGPT, Claude,Gemini)

Case: Audit findings rejection due to”black-boxoutputs”

Hands-on: SHAP visualization son credit scoring

Template: Explain ability Evidence Capture Form

Scenario: Auditor-vs-AI—Conflict of Interpretations

Session 8: Ethical & Legal Auditing Dimensions (1hr)

AI compliance for audit (GDPR, IP, discrimination)

Real-life breach: Predictive policing audit failure

Playbook: Ethics-by-Design Assurance Checklist

Mock Interview: Reporting AI non-compliance to Audit Committee

Session 9: Real-World Audits & War Stories (1.5hrs)

Dissecting public audit failures:

Ø UK’s A-level Algorithm Scandal

Ø Amazon Hiring Algorithm Bias

Group Discussion: What Would You Do?

Case Repository: 5 Redacted Audit Reports (PDF)

Framework: Root Cause Analysis for AI Audit Failures

Session 10: Hands-On Lab: Auditing a Live AI Tool(2 hrs)

End-to-End Simulation:

Ø Receive AI Audit Engagement Brief

Ø Apply Control Templates

Ø Perform Tool-Based Audit(e.g.,SHAP+LangSmith)

Ø Draft Audit Findings & Recommendations

Template Pack:

Ø AI Audit Report Template

Ø AI Findings Tracker(Excel)

Ø Risk Heat Map Builder(PowerPoint)

Wrap-Up & Strategic Takeaways (30mins)

Maturity Model: From Manual to Autonomous Auditing

Emerging Trends: Agentic Auditing, LLMOpsAuditTrails

Personalized Takeaway Deck: YourNext100-DayPlan

Feedback and AI Audit Resource Kit

Deliverables & Participant Toolkit – Each session will be accompanied by:

· Editable Templates (.docx,xlsx,pptx)

· Curated Case Study Briefs (PDF)

· Auditor Toolkits & Comparison Grids

· Hands-On Lab Guides

· Scenario Cards & Playbooks

· Roadmaps & Maturity Models

Featured Speaker: Rammohan is a highly accomplished Technology Leader with over 28 years of IT experience, including 17+ years in leadership roles spanning Hybrid Cloud, AI Security and Managed Services across the EMEA and APAC regions. As a former Associate Director at IBM/Kyndryl, he led global teams of 100+ professionals, earning recognition as a top-rated people manager for his ability to inspire, mentor and drive results.

A renowned technology trainer and coach, Rammohan specializes in Gen AI, ISO 42001, DORA, AI GRC, EU AI Act, ICS/OT Security and Hybrid Multi-Cloud, simplifying complex concepts to empower businesses and professionals in adopting cutting-edge innovations. As a keynote speaker and technology blogger, he leverages Design Thinking and Case-Study methodologies to deliver engaging, hands-on training. With expertise in large-scale ERP implementations for Fortune 1000clients, he is a trusted advisor on Gen AI, AI Security and IT Governance (ISO 42001& 27001) makes him a sought-after expert for organizations navigating digital transformation.

Rammohan is a trusted technology advisor for startups worldwide, helping emerging Gen AI companies shape their strategies and scale innovation. As a member of multiple advisory boards, he plays a pivotal role in driving AI adoption and security best practices across industries

Delivery: ZOOM Meeting

Participation Fee :

Cheque /Demand Draft should be drawn in favor of “BOMBAY CHAMBER OF COMMERCE AND INDUSTRY”

Kindly mail your registration (Name, Cell no, Email Id and GST No) on revati.khare@bombaychamber.com

Contact Details :

Revati Khare || DEPUTY  DIRECTOR
Email : revati.khare@bombaychamber.com
Mobile No : 9892029473